FINRA Hopes to Extend Remote Branch Office Exams Into Next Year

, FINRA Hopes to Extend Remote Branch Office Exams Into Next Year
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, FINRA Hopes to Extend Remote Branch Office Exams Into Next Year

FINRA President Robert Cook reiterated the need for exams to remain remote into 2022, and said the rule may need to take a more risk-based approach going forward, he said, at SIFMA's Legal & Compliance Forum.

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